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Daily Archives: March 21, 2017

National Bank Charters for Fintech: Back to the Future?

National Bank Examiner: “After a long and deliberate process of soliciting public input through multiple discussion documents and a forum on responsible innovation, Tom Curry, the Comptroller of the Currency, has just released his agency’s draft Licensing Manual Supplement called Evaluating Charter Applications from Financial Technology Companies and a companion document titled OCC Summary of Comments and Explanatory Statement: Special Purpose National Bank Charters for Financial Technology Companies. Exploring Special Purpose National Bank Charters for Fintech Companies…”

Retirement Policy Directions in 2017 and Beyond

Retirement Policy Directions in 2017 and Beyond, February 2017, Vol. 38, No. 4, Employee Benefit Research Institute, 2017. “With a new Congress and a new president in Washington, how are U.S. retirement policies likely to change? Possibly quite radically, and for two main reasons. First, because of the new majority’s plans to overhaul the entire… Continue Reading

Supreme Court Appointment Process: Consideration by the Senate Judiciary Committee

Supreme Court Appointment Process: Consideration by the Senate Judiciary Committee, Barry J. McMillion, Analyst in American National Government. March 17, 2017. “The appointment of a Supreme Court Justice is an event of major significance in American politics. Each appointment is of consequence because of the enormous judicial power the Supreme Court exercises as the highest… Continue Reading

Paper – Ranking New York’s Banks

Brescia, Raymond H. and Scunziano, Ralph, Ranking New York’s Banks: Comparing the Products and Services of the Nineteen Largest Banks Serving Consumers in the Empire State (March 20, 2017). Albany Law School Research Paper No. 12. Available at SSRN: https://ssrn.com/abstract=2937793 “New York State is one of the financial capitals of the world, and individual consumers… Continue Reading

Paper – Carbon Taxation by Regulation

Rossi, Jim, Carbon Taxation by Regulation (March 20, 2017). Minnesota Law Review, Vol. 102 (2018 Forthcoming). Available at SSRN: https://ssrn.com/abstract=2937783 “This Article argues that, even though a carbon tax remains politically elusive, “carbon taxation by regulation” has begun to flourish as a way of financing carbon reduction. For more than a century, energy rate setting… Continue Reading

Banking Standards Board Statement of Good Practice

“The Banking Standards Board has today (Tuesday 28 February 2017) published good practice guidance for banks and building societies putting in place procedures to assess the fitness and propriety of staff under the new Certification Regime. Download the Statement of Good Practice 1 on the Certification Regime: Fitness and Propriety Assessment Principles  and Supporting Guidance to Statement… Continue Reading

Banking agencies issue joint report to Congress under Economic Growth and Regulatory Paperwork Reduction Act of 1996

“Continuing their efforts to reduce regulatory burdens while ensuring the safety and soundness of the nation’s financial institutions, member agencies of the Federal Financial Institutions Examination Council (FFIEC) today issued a joint report to Congress detailing their review of rules affecting financial institutions. The review was conducted as part of the Economic Growth and Regulatory… Continue Reading

Collective Wisdom: An Exploration of Library, Archives and Museum Cultures

“Collective Wisdom: An Exploration of Library, Archives and Museum Cultures was written by the participants in the Library, Archives and Museum Conference Exchange project, in which 18 librarians, archivists and museum professionals explored cross-sector practices and culture, and potential for interdisciplinary collaboration and http://Collective Wisdom: An Exploration of Library, Archives and Museum Cultures was written… Continue Reading