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U.S. Commodity Futures Trading Commission and the U.S. Securities and Exchange Commission Issue Findings Regarding Market Events of May 6, 2010

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Findings Regarding Market Events of May 6, 2010 – September 30, 2010

  • “This report presents findings of the staffs of the Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC” and collectively, the “Commissions”) to the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues (the “Committee”) regarding the market events of May 6, 2010. This report builds upon the initial analyses of May 6 performed by the staffs of the Commissions and released in the May 18, 2010, public report entitled Preliminary Findings Regarding the Market Events of May 6, 2010 – Report of the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory Issues (the “Preliminary Report”). Readers are encouraged to review the Preliminary Report for important background discussions and analyses that are referenced but not repeated herein.”
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