DavisPolk Regulatory Tracker, State of Play to Date, June 2012: “As of June 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. This is 55.5% of the 398 total rulemaking requirements, and 78.9% of the 280 rulemaking requirements with specified deadlines. Of these 221 passed deadlines, 148 (67.0%) have been missed and… Continue Reading
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ABA Dodd-Frank Resources Portal
“ABA is leveraging our unmatched resources and staff experts to help bankers navigate the DoddFrank Wall Street Reform & Consumer Protection Act and the biggest re-write of financial regulations in decades. Search ABA’s DFA Resources. From news and policy analysis to compliance how-to’s and staff training, ABA offers everything your bank will need to understand… Continue Reading
New GAO Reports: Credit Rating Agencies, Dodd-Frank Act, Real Estate Appraisals,
Credit Rating Agencies – Alternative Compensation Models for Nationally Recognized Statistical Rating Organizations, GAO-12-240, Jan 18, 2012 Dodd-Frank Act – Hybrid Capital Instruments and Small Institution Access to Capital, GAO-12-237, Jan 18, 2012 Real Estate Appraisals – Appraisal Subcommittee Needs to Improve Monitoring Procedures, GAO-12-147, Jan 18, 2012 Real Estate Appraisals – Survey of State… Continue Reading
Paper: The Dodd-Frank Act and Housing Finance
The Dodd-Frank Act and Housing Finance, Levitin, Adam J., Pavlov, Andrey D. and Wachter, Susan M., (November 17, 2011). Yale Journal on Regulation, Forthcoming; U of Penn, Inst for Law & Econ Research Paper No. 11-35. “Private risk capital has virtually disappeared from the U.S. housing finance market since the markets collapse in 2008. This… Continue Reading
Determination of Depository Institution and Credit Union Asset Size For Purposes of Sections 1025 and 1026 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
News release: “The Federal Deposit Insurance Corporation (FDIC), Federal Reserve Board (FRB), Office of the Comptroller of the Currency (OCC), and National Credit Union Administration (NCUA) (the Prudential Regulators), and the Bureau of Consumer Financial Protection (CFPB) (collectively, the Agencies), are issuing this Supervisory Statement to provide clarity and transparency on how and when the… Continue Reading
New GAO Reports: Dodd-Frank Act Regulations, IRS's Financial Audit, Medicaid
Dodd-Frank Act Regulations: Implementation Could Benefit from Additional Analyses and Coordination, GAO-12-151, Nov 10, 2011 Financial Audit: IRS’s Fiscal Years 2011 and 2010 Financial Statements, GAO-12-165, Nov 10, 2011 Financial Audit: Office of Financial Stability (Troubled Asset Relief Program) Fiscal Years 2011 and 2010 Financial Statements, GAO-12-169, Nov 10, 2011 Medicaid: Prototype Formula Would Provide… Continue Reading
Federal Reserve Board seeks comment on proposal to implement "Volcker Rule" requirements of the Dodd-Frank Act
News release: “The Federal Reserve Board on Tuesday requested public comment on a proposed regulation implementing the so-called “Volcker Rule” requirements of section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section 619 generally contains two prohibitions. First, it prohibits insured depository institutions, bank holding companies, and their subsidiaries or affiliates (banking… Continue Reading
Tracking Dodd-Frank Wall Street Reform and Consumer Protection Act
worldAtWork: Tracking Dodd-Frank Wall Street Reform and Consumer Protection Act (Updated September 8, 2011: “On Wednesday, July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Act calls for sweeping reforms, not just for the financial services industry, but for all publicly-traded companies. With many of the… Continue Reading
Office of Thrift Supervision Integration; Dodd-Frank Act Implementation
“The Office of the Comptroller of the Currency (OCC) is adopting amendments to its regulations governing organization and functions, availability and release of information, post-employment restrictions for senior examiners, and assessment of fees to incorporate the transfer of certain functions of the Office of Thrift Supervision (OTS) to the OCC pursuant to Title III of… Continue Reading
New GAO Reports: Children's Television Act, Defense Logistics, DOD Civilian Personnel, Dodd-Frank Act, EPA Health Risk Assessments
Children’s Television Act: FCC Could Improve Efforts to Oversee Enforcement and Provide Public Information, GAO-11-659, July 14, 2011 Commonwealth of the Northern Mariana Islands – Status of Transition to Federal Immigration Law, GAO-11-805T, July 14, 2011 Defense Logistics: Oversight and a Coordinated Strategy Needed to Implement the Army Workload and Performance System, GAO-11-566R, July 14,… Continue Reading
The Orderly Liquidation of Lehman Brothers Holdings Inc. under the Dodd-Frank Act
The Orderly Liquidation of Lehman Brothers Holdings Inc. under the Dodd-Frank Act, FDIC Quarterly, Early release for the upcoming 2011, Volume 5, No. 2 “The bankruptcy filing of Lehman Brothers Holdings Inc. (Lehman or LBHI) on September 15, 2008, was one of the signal events of the financial crisis. The disorderly and costly nature of… Continue Reading
SEC Guide – Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act: “This law creates a new, more effective regulatory structure, fills a host of regulatory gaps, brings greater public transparency and market accountability to the financial system and gives investors important protections and greater input into corporate governance.” SEC Chairman Mary L. Schapiro Continue Reading
