- What is Full-Text Search? Full-Text Search will allow you to search the full text of all EDGAR filings submitted electronically since 2001. The full text of a filing includes all data in the filing itself as well as all attachments (such as exhibits) to the filing.
- What kinds of searches can I do on Full-Text Search? You can search by keyword, ticker, company name, CIK number, and/or reporter’s last name—individually or in combination.Boolean operators allow for searches where all words entered are required to be in the resulting documents, exact phrases matching, exclude terms, OR logic clauses, and wildcards. Any of these can be combined in a single search. Note: Natural language search capabilities are not currently supported.
- How do I do a basic search on Full-Text Search? Type your search in the search field and click the “Search” button. If you would like to enter a new search, click the “Clear All” button and type your new search in the search field. Your search results will be presented in a table. To view a specific document, click on the form type link (within the “Form & File” column of search results table) next to your selected document.
- Is there an advanced search feature on Full-Text Search? Yes. Full-Text Search provides an advanced search feature. To use this feature, click the “More Search Options” link below the search field. Additional optional search fields will appear, helping you further narrow your search. After you have entered information in any of these additional fields, click the “Search” button. When you receive your search results, click on the form type link (within the “Form & File” column of search results table) next to your selected document to view the full document.
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Category Archives: Securities Law
EDGAR Next – Improving Filer Access and Account Management
EDGAR Filers: Understand and Prepare for EDGAR Next – The SEC adopted changes to EDGAR filer access and account management (“EDGAR Next”) on September 27, 2024. From September 30, 2024 through March 21, 2025, filers will be able to prepare for enrollment, and a Beta environment will be available for testing. Enrollment begins March 24,… Continue Reading
TrueMedia.org Launches a Free AI-enabled Deepfake Detector to Help Newsrooms
“TrueMedia.org, a non-partisan, non-profit organization committed to fighting AI-based disinformation, announces the launch of its deepfake detection technology for reporters, and other key audiences to use ahead of the 2024 U.S. elections. The free tool is currently available to government officials, fact checkers, campaign staff, universities, non-profits, and reporters of accredited news organizations – from… Continue Reading
wallstreet local
“Thousands of filings from the world’s biggest investors.Wall Street’s stock portfolio, for free via wallstreet local. The Securities and Exchange Commission (SEC) keeps record of every company in the United States. Companies whose holdings surpass $100 million though, are required to file a special type of form: the 13F form. This form, filed quarterly, discloses… Continue Reading
Amazon’s Big Secret
The Atlantic [unpaywalled] – “…Nearly 30 years after the company was founded, we still don’t really know where its profits come from. The answer will loom large in the antitrust case against it. Under SEC rules, public corporations must file quarterly reports disclosing revenue, expenses, profits, and other metrics. Initially, only company-wide data were required.… Continue Reading
Pete Recommends – Weekly highlights on cyber security issues, February 17, 2024
Via LLRX – Pete Recommends – Weekly highlights on cyber security issues, February 17, 2024 -Privacy and cybersecurity issues impact every aspect of our lives – home, work, travel, education, finance, health and medical records – to name but a few. On a weekly basis Pete Weiss highlights articles and information that focus on the… Continue Reading
GPT and other AI models can’t analyze an SEC filing
CNBC: “Large language models, similar to the one at the heart of ChatGPT, frequently fail to answer questions derived from Securities and Exchange Commission filings, researchers from a startup called Patronus AI found. Even the best-performing artificial intelligence model configuration they tested, OpenAI’s GPT-4-Turbo, when armed with the ability to read nearly an entire filing… Continue Reading
SEC’s new data breach disclosure rules take effect
TechCrunch – What you need to know: “Starting December 18, publicly-owned companies operating in the U.S. must comply with a new set of rules requiring them to disclose “material” cyber incidents within 96 hours. The regulation represents a significant shake-up for organizations, many of which have argued that the new rules open them up to… Continue Reading
IRS says Microsoft owes an additional $29 billion in back taxes
CNBC: “Microsoft received Notices of Proposed Adjustment from the Internal Revenue Service for an additional tax payment of $28.9 billion, the company said in an 8-K filing Wednesday. Microsoft said the dispute concerns the company’s allocated profits between countries and jurisdictions between 2004 and 2013. It said up to $10 billion in taxes that the… Continue Reading
SEC obtains Wall Street firms’ private chats in probe of WhatsApp, Signal use
Ars Technica: “The US Securities and Exchange Commission has “collected thousands of staff messages from more than a dozen major investment companies” as it expands a probe into how employees and executives at Wall Street firms use private messaging platforms such as WhatsApp and Signal, Reuters reported today, citing “four people with direct knowledge of… Continue Reading
How To Prepare for Cyber Disclosures In a New Era of Transparency
Harvard Law School Forum on Corporate Governance, Matt Gorham, Barbara Berlin, and Kevin Vaugh, PricewaterhouseCoopers LLP: “The Securities and Exchange Commission (SEC) released its final rule on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure on July 26, 2023. This gives your organization approximately five months to confirm your compliance plans before the new disclosure… Continue Reading
AI in Banking and Finance, August 15, 2023
Via LLRX – AI in Banking and Finance, August 15, 2023 – This semi-monthly column by Sabrina I. Pacifici highlights news, government and regulatory documents and industry white papers as well as academic papers on the subject of AI’s fast paced impact on the banking and finance sectors. The chronological links provided are to the primary… Continue Reading
