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SEC Adds Units to Oversee Financial Institutions, Asset-Backed Securities, New Financial Products and Trends

News release: “The Securities and Exchange Commission’s division that reviews public company filings is creating three specialized offices to enhance its disclosure review and policy operations. The new offices in the Division of Corporation Finance will focus on large financial institutions, asset-backed securities and other structured products, and securities offering trends. The three new offices are:

  • A disclosure review office that will expand the Division’s enhanced reviews of large financial services companies.
  • An office focused exclusively on disclosure reviews and policy-making for asset-backed securities and other structured finance products.
  • An office that will review new securities products and capital markets trends and develop recommendations for changes to enhance investor protection in securities offerings.”
  • Related postings on financial system

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